File a Complaint
Brokerage:
SEC Complaint Division
450 Fifth Street, NM
Washington, D.C. 20549-0213
fax: 202-942-9634
http://www.sec.gov/complaint.shtml
NASD
1735 K Street, NW
Washington, DC 20006-1500
Telephone: (202) 728-8000
Inquiries: (301) 590-6500
FAX: (202) 293-6260
http://www.nasd.com
Regulations Division: http://www.nasdr.com
Links to your local state securities commission
Maintains the CFP designation:
CFP Board
1700 Broadway, Suite 2100
Denver, CO 80290-2101
800-CFP-MARK
800-282-PLAN
email: [email protected]
Complaints: http://www.cfp.net/Learn/complaint.asp
Find an arbitration attorney:
Public Investors Arbitration Bar Association (PIABA)
2241 West Lindsey, Suite 500
Norman, OK 73069
email: [email protected]
Homepage: http://www.piaba.org
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Banking:
Comptroller of the Currency
Washington, D.C. 20219-0001
http://www.occ.treas.gov
U.S. Senate Banking Committee
http://www.senate.gov/~banking/ |
Insurance:
Link to a list of all state insurance regulators:
http://www.pueblo.gsa.gov/crh/insurance.htm |
Other:
Federal Trade Commission
CRC-240
Washington, D.C. 20580
http://www.ftc.gov/ftc/consumer.htm
File your complaint electronically with the FTC.
Better Business Bureau
http://www.bbb.org/
A link to a listing of complaints filed at the BBB against AMEX.
Steps on filing a complaint against American Express in the United Kingdom (UK).
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